2026 Regulators Report Card As part of your daily job, do you handle compliance-related tasks? If so, Finance et Investissement offers you the chance to express your views on your relationship with the regulatory bodies that oversee your organization, its representatives and on certain industry issues.This short, confidential questionnaire is a unique opportunity to express your views. Question Title What is your email address? Question Title What is your first name? Question Title What is your last name? Question Title What organisation do you work for? Question Title What is your primary responsibility at this organisation? Executive, senior manager, or branch manager Compliance Officer Sales manager or wholesaler of investment funds business Financial Planner Certified Professional Accountant Lawyer or Notary Administrative Assistant or Advisor Support Team Member Tax specialist Other (please specify) Question Title As part of your responsibilities — as well as those of your firm and its representatives — which regulatory body’s framework do you have to work within? Please check all that apply. Autorité des marchés financiers (AMF) for life and health insurance activities AMF for mutual funds dealing activities AMF for full service brokerage activities Chambre de la sécurité financière (CSF) or Chambre de l’assurance (ChA) for life and health insurance activities CSF or ChA for mutual funds dealing activities Canadian Investment Regulatory Organization (CIRO) Next
