Thank you for your interest in ACA’s Compliance Program Budget Benchmarking Survey. 

By participating in this survey, you will receive a final report of survey findings that will provide you with actionable data and benchmarks on:

  • Compliance program budgets.
  • Compliance program staffing trends.
The survey results will also be aligned with other ACA data assets, including the Investment Management Compliance Testing Survey, to better understand the most pressing challenges and priorities for compliance programs.
The survey will take approximately 5 - 10 minutes to complete and gathers information about current and projected compliance program budgets, and staffing. To complete this survey quickly and accurately, please have information on your organization's compliance program budget readily available. 
Important Information About this Survey:
  • This survey is voluntary. The information you provide will be reviewed by ACA to assist us in improving the quality and breadth of our services. We may contact you to follow up on your individual responses. In addition, ACA may use information disclosed through this survey (“Research Data”) for validation, research, and benchmarking purposes and product development. Research Data will only be disclosed in aggregated, anonymized form and will not include information that may identify a participating firm or individual as the source of such data.
  • ACA will not disclose confidential information submitted via this survey to a non-agent third party except when required to do so by law. We use appropriate security controls to protect the information you provide and, where applicable, will take reasonable steps to permit you to correct, amend, or delete information that is inaccurate or incomplete. Personal information we collect is subject to the ACA Group Privacy Policy.
  • This survey is hosted by SurveyMonkey, a third-party survey hosting company not affiliated with ACA. The information that you provide on this questionnaire will be available to SurveyMonkey. SurveyMonkey’s privacy and security policies state that SurveyMonkey maintains survey responses as private information and does not sell or share survey responses with third party advertisers or use survey responses for its own purposes (other than providing the survey hosting services). Information on SurveyMonkey's privacy policy is available here. Information on SurveyMonkey’s security practices is available here.
14% of survey complete.