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* 1. Have you ever started or purchased a business?

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* 2. Which is stronger, your desire to preserve wealth or your tolerance to take on risk?

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* 3. How often do you check your account balances?

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* 4. Do you have strong faith in your ability as an investor?

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* 5. If you had to pick one portfolio mixture of stocks/bonds, which would you prefer? (Stocks tend to be more risky than bonds)

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* 6. Which of the following most closely matches your goals?

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* 7. In your life which do you prefer?

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* 8. When investing, which orientation describes you best?

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* 9. How do you feel about debt?

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* 10. Around your closest friends, who is the greater risk taker?

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* 11. Investor Name

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* 12. Investor Email Address (we will only contact you if you request more information)

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* 13. Would you like an SEM Advisor to contact you to discuss possible investment options?


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