As part of your daily job, do you handle compliance-related tasks? If so, Finance et Investissement offers you the chance to express your views on your relationship with the regulatory bodies that oversee your organization, its representatives and on certain industry issues.

This short, confidential questionnaire is a unique opportunity to express your views.

What is your email address?

What is your first name?

What is your last name?

What organisation do you work for?

What is your primary responsibility at this organisation?

Executive, senior manager, or branch manager

Compliance Officer

Sales manager or wholesaler of investment funds business

Financial Planner

Certified Professional Accountant

Lawyer or Notary

Administrative Assistant or Advisor Support Team Member

Tax specialist

Other (please specify)

As part of your responsibilities — as well as those of your firm and its representatives — which regulatory body’s framework do you have to work within? Please check all that apply.(Required.)

Autorité des marchés financiers (AMF) for life and health insurance activities

AMF for mutual funds dealing activities

AMF for full service brokerage activities

Chambre de la sécurité financière (CSF) or Chambre de l’assurance (ChA) for life and health insurance activities

CSF or ChA for mutual funds dealing activities

Canadian Investment Regulatory Organization (CIRO)