Screen Reader Mode Icon
Applicant's details

To be completed by the person applying for membership. 

This application is for CFA candidates who have passed level one of the CFA Program.

Question Title

* 1. Salutation

Question Title

* 2. First name

Question Title

* 3. Surname

Question Title

* 4. Home address (line one)

Question Title

* 5. Home address (suburb)

Question Title

* 6. Home address (city)

Question Title

* 7. Email - please use the same email as for the CFA Institute / CFA Program

Question Title

* 8. Mobile

Question Title

* 9. Employer / organisation (if applicable)

Question Title

* 10. Job title

Question Title

* 11. Highest level of CFA program successfully completed

Question Title

* 12. Most recent enrolment for a 'past' CFA program exam

Question Title

* 13. I am enrolled for an upcoming CFA Program exam

 Terms of conditions of CFA Society NZ Associate Membership
  • I have successfully completed level one of the CFA Program.
  • The membership period is 1 April to 31 March, with all Associate Memberships renewing 1 April. Members can join at any time and will be charged a pro-rata amount.
  • I will complete two hours of ethics focused CPD each year (applies to the first full year of membership 1 April - 31 March) and will record this when I renew my membership.
  • Membership is subject to making a ‘Professional Conduct Statement’ each year.
  • Membership is subject to annual payment of a subscription fee.
  • I understand the Associate Membership for CFA candidates and those with CFA charter pending, have a reduced fee for a limited period.  It is intended to support people in the process of getting their CFA charter.
  • As an Associate Member I will abide by the current CFA Society New Zealand Incorporated Rules.
  • I agree to receive emailed correspondence from CFA Society New Zealand.
  • I authorise the investigation of all statements made and information provided by me with respect to this application.
  • Associate Members of CFA Society New Zealand may not utilise CFA trademarks, nor claim explicitly or implicitly that they are a CFA charterholder.

Question Title

* 14. I agree to the membership terms above

Professional conduct statement

Question Title

* 15. In the last two years, have you been the subject of a written complaint regarding your professional conduct in either a direct or supervisory capacity?

Question Title

* 16. In the last two years, have you been the subject of, a defendant in, or respondent to any investigation, civil litigation, arbitration, or other action or proceeding in which your professional conduct, in either a direct or supervisory capacity, was at issue?

Question Title

* 17. In the last two years, have you been temporarily or permanently suspended, barred, banned, or otherwise prevented from: (i) working or participating in the securities industry; (ii) trading on any securities or contract market; (iii) acting as a broker, dealer, investment advisor, or other person required to register under any law or regulation; or (iv) acting as an employee; registered representative; or affiliated person of any entity required to register or be licensed under any law or regulation (ie, investment company, bank, etc)?

Question Title

* 18. In the last two years, have you ever been found to have aided, abetted, counselled, commanded, induced, or procured the violation of any securities- or commodities-related law, regulation, or rule?

Question Title

* 19. In the last two years, have you been convicted of or pled guilty to: (i) any crime defined as a felony or punishable by more than one year in prison (regardless of the sentence actually imposed), or (ii) any crime involving moral turpitude (fraud, lying, cheating, stealing, or other dishonest conduct) or any substantially equivalent crime in any court of law?

Question Title

* 20. By submitting this document, I hereby acknowledge that I have read and understand the document in its entirety and agree with all of the above.

Date
0 of 20 answered
 

T