Thank you for participating in the inaugural Marketing Compliance Benchmark Survey. Your responses will help shape the most comprehensive view of marketing compliance and field officer oversight across the mortgage, banking, wealth management, and insurance industry. All responses are fully anonymized. You will receive the full benchmark report on publication should you provide your email address.

Estimated completion time: 12–15 minutes. Your individual responses are never shared. Aggregate findings will be published in Q4.
 
 10% of survey complete.
About You & Your Program

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1. What is your primary job function? (Required.)

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2. How many field officers, agents, producers, or loan officers does your organization employ or oversee? (Required.)

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3. Who has ultimate ownership of advertising compliance decisions at your organization? (select all that apply) (Required.)

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4. How effective is your organization's marketing compliance program (1 = Ineffective; 5 = Highly effective) (Required.)

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5. Rate your marketing compliance program on each dimension (1 = Ineffective; 5 = Highly effective): (Required.)

  1 = Ineffective 2 3 4 5 = Highly effective
Speed of review turnaround
Visibility into field officer activity
Consistency of rule application
Regulatory preparedness / exam readiness
Collaboration between compliance & marketing
Technology supporting your program

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6. Compared to 12 months ago, how would you describe the overall maturity of your marketing compliance program? (Required.)

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7. Which best describes your organization? (Required.)

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