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We are gathering the "top" BSA Violations.

Thank you for assisting us in gathering the "top" BSA violations!  This data will be used to create an upcoming presentation called "The Top 30 BSA Violations." Answer what you can but feel free to skip questions that don't apply.  All feedback is greatly appreciated!

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* 1. Who can we thank for completing this survey (and contact if we have clarification questions)?

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* 2. What are some of the most common violations you have seen relating to CTR completion?

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* 3. What are some of the most common violations you have seen relating to SAR Completion?

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* 4. What are some of the most common violations you have seen relating to Beneficial Ownership?

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* 5. What are some of the most common violations that you have seen/heard relating to other areas of BSA/AML programs?

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* 6. What are some of the most common recommendations you have seen/heard about coming from regulators regarding BSA/AML programs (not necessarily a violation, but a recommendation)?

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* 7. What hot topics have you recently observed relating to BSA/AML?

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* 8. What else should we include in our presentation on the "Top 30 BSA Violations"?

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