Atlanta Investment Adviser and Broker-Dealer Roundtable - April 30, 2014

Topics to be addressed include:

Topics to be addressed include:
- FINRA Hot Topics for 2014
- Preparing for a FINRA Review
- SEC National Exam Priorities for 2014
- Recent SEC Examination Trends

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* 1. Please confirm your interest:

I would like to attend the roundtable on Wednesday, April 30, 2014 at 3:00 PM.

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* 2. First name

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* 3. Last Name

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* 4. Firm

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* 5. Email

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* 6. Telephone

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* 7. If you have a question that you would like to be addressed at the program, please provide below.