CE Credit Quiz:
Reclaim 1 Day a Week with a Models-Based Practice

There are 10 multiple choice questions. If you receive a passing score of 70% of higher, Envestnet will submit your information for CE credit on your behalf. Please reach out to envestnetinstitute@envestnet.com if you have any further questions.

Question Title

* Name

Question Title

* Firm

Question Title

* CFP ID

Question Title

* CIMA ID

Question Title

* What factor in the Envestnet Financial Wellness circle does implementing models fit into?

Financial Planning

Protecting Capital

Managing Credit

Investing

Question Title

* All of the following are factors of financial advisor industry change EXCEPT:

Rates/products

Robo-advisors

Investor demographics

Advisor force growth

Question Title

* When comparing holistic advice to a baseball team, which of the following is TRUE?

Clients are the players

Advisors are the general managers

Strategists are the owners

Asset managers are the coaches

Question Title

* What is the Average Standard Deviation of Advisor-Managed Portfolios?

3.2%

2.8%

2.1%

1.9%

Question Title

* What is the Average Standard Deviation of Strategist-Managed Portfolios?

2.8%

2.1%

1.9%

1.6%

Question Title

* All of the following are decision drivers for outsourcing EXCEPT:

Access to managers they could not access on their own

Access to UMA capability

Access to financial planning expertise

Access to alternative investing expertise

Question Title

* Day-to-day investment management can take _ hours a year.

300

450

500

650

Question Title

* Advisors spend nearly _% of their time managing and administering portfolios.

40%

50%

60%

70%

Question Title

* According to the Northern Trust Study “Investment Management Outsourcing: Impact on Clients”, what outsourcing benefit did 57% of firms report?

More time to spend with clients

The ability to grow more efficiently

Better investment results for clients

The ability to contain the expense of research staff

Question Title

* According to the 2019 Envestnet Capital Sigma Study, investment selection can provide _ bps of value add annually.

30 bps

40 bps

80 bps

100 bps

CE Credit Quiz: Reclaim 1 Day a Week with a Models-Based Practice

Question Title

* Name

Question Title

* Firm

Question Title

* CFP ID

Question Title

* CIMA ID

Question Title

* What factor in the Envestnet Financial Wellness circle does implementing models fit into?

Question Title

* All of the following are factors of financial advisor industry change EXCEPT:

Question Title

* When comparing holistic advice to a baseball team, which of the following is TRUE?

Question Title

* What is the Average Standard Deviation of Advisor-Managed Portfolios?

Question Title

* What is the Average Standard Deviation of Strategist-Managed Portfolios?

Question Title

* All of the following are decision drivers for outsourcing EXCEPT:

Question Title

* Day-to-day investment management can take _ hours a year.

Question Title

* Advisors spend nearly _% of their time managing and administering portfolios.

Question Title

* According to the Northern Trust Study “Investment Management Outsourcing: Impact on Clients”, what outsourcing benefit did 57% of firms report?

Question Title

* According to the 2019 Envestnet Capital Sigma Study, investment selection can provide _ bps of value add annually.

CE Credit Quiz:
Reclaim 1 Day a Week with a Models-Based Practice