Introduction

Thank you for participating in the TAS Compliance Index survey.

The goal of this ongoing initiative is to canvass the industry and share new insights about the unique constraints, perspectives and challenges that compliance presents today’s businesses.

Please be assured that your responses with remain anonymous and confidential, unless you chose to provide your details at the end of the survey.

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* 1. Which one of these factors is constraining your company’s compliance management the most?

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* 2. Do you think that your company has visibility and control over compliance/risk?

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* 3. How much do you believe your company’s behaviour towards compliance management will be affected by market drivers and new regulation requirements in the next 12 months?

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* 4. Has your company employed more headcount to accommodate for compliance demands in the last 2 years?

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* 5. Is your company engaging a third party to assist with facilitating your compliance requirements (aside from on yearly audits)?

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* 6. If yes, for how long?

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* 7. Has your company increased expenditure on compliance management year-on-year?

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* 8. How is your company’s staff compliance training managed?

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* 9. If ongoing, how frequently is staff training conducted?

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* 10. How often does your company review its internal compliance processes?

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* 11. Is your company using cloud technologies as part of compliance practices?

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* 12. If no, what appears to be the biggest barrier?

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* 13. Do you have any advice for regulatory bodies to assist the market with its compliance/regulation processes?

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* 14. Please indicate the industry in which you work

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* 15. Please indicate your position within the company for which you work

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* 16. Please indicate the size of the company for which you work

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* 17. Please indicate your company type

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* 18. If you wish, please provide your full name and company name

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