Risk & Compliance Survey 2019

Eligibility: You must be working in the financial services industry with a title that includes: Risk, Compliance, Audit or a decision maker at a financial institution. 

Please complete the entire survey to receive a $5 Starbucks gift card. All survey responses are anonymized. In order to receive your gift card by email, you will need to enter your email address in the last question. Thank you for your time and participation!

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* 1. Which enterprise risk management solution do you use?

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* 2. Select the top priorities for your organization this year.  (up to five)

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* 3. Which of the following document types trigger a risk assessment?

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* 4. Do you monitor enforcement actions?

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* 5. How do you determine which regulatory obligations require a risk assessment?

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* 6. Will your organization be impacted by the California Consumer Privacy Act?

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