Exit Feedback Question Title * 1. Name Question Title * 2. Email Id Question Title * 3. Mobile No. Question Title * 4. Your friend, has stated that the upcoming IPO of Bells Ltd. is a once in a life time opportunity, the prices on the day of opening is definitely going to double. As a prudent investor what do you do? Jump at this once in a life time opportunity and invest in the IPO Do a thorough analysis of the Prospectus, understand the future prospects and then decide Question Title * 5. My friend knows a person who can trade on my behalf and generate super normal profits for me. I am tempted at the lucrative offer, what should I do? Give him the money as I know him very well Give him the money but monitor the transactions being undertaken in my account for a few months and then once satisfied enjoy the returns I am aware that I cannot allow anyone to trade on my behalf Question Title * 6. My broker’s Relationship Manager calls up and asks to provide my online user id and password of my trading account. What would I do? Provide the information as I have known him for a long time As a prudent investor, refrain from sharing the information with the Relationship Manager Question Title * 7. Is POA a mandatory document POA is optional document and is not insisted by the stock broker, however for the operational ease of transferring securities for the purpose of meeting settlement obligation and pledging securities in favour of the broker for the margin purpose, client may provide POA to the broker. POA is a mandatory document, it has to be given to the TM for transferring securities when I have sold them or for the purpose of meeting margin requirement. Question Title * 8. You have received balance of funds as available with the Trading Member. What do you do with it? Compare the balance of funds with bills issued by the Trading Member and corresponding entries in my bank statements. No need to do anything that is for my information only Question Title * 9. You suddenly receive an intimation from the Exchange that “Total traded value in your PAN XXXXX1234X in CM segment through the Stock Broker – “ABC Brokers Ltd.” has been Rs. 5,00,000/-“ . You know you have not given any orders to trade today. What would you do? Ignore the message thinking it to be fake Immediately contact your broker and seek clarification. Question Title * 10. When you get the statement from your stock broker, you compare the details with the contract notes received by you, it is noticed that Rs. 2,00,000 has been transferred from your account. What would you do? Approach your stock broker and you get convinced by the stock broker that is was an error Do not do anything as the stock broker has promised to transfer the funds back in your account. File a complaint with SEBI or the concerned Stock Exchange. Question Title * 11. You like to keep yourself abreast of the latest developments in the stock markets. You see an article wherein a renowned stock broker has been disabled for adopting certain malpractices in the market. What do you do? You ask your stock broker certain questions in a manner that assures you that your funds are secure with them. You have full faith on your stock broker and hence you do not do anything about the same Check your accounts immediately and lodge a complaint on SCORES or Stock Exchange portal in case of discrepancy Question Title * 12. Did the session meet your expectation? Did not meet expectation To some extent To a great extent Completely met my expectation Question Title * 13. Do you have any feedback for the session Submit
