RIA Compliance Survey Question Title * 1. I would attend a compliance webinar: Quarterly Monthly Annually Not interested in learning about compliance on A4A OK Question Title * 2. Check off your compliance pain points Accounting Advertising Books & Records Code of Ethics Continuing Ed Regulatory Filings Registration Fee-Billing Suitability OK Question Title * 3. The most important thing I need from a compliance class on A4A is OK DONE