Legal and Compliance Roundtable - February 26, 2019

Duff & Phelps Legal and Compliance Roundtable - February 26, 2019

Question Title

* 1. Please rank the compliance topics below in accordance with your level of interest, with 1 being the topic of highest interest. The top three topics will be addresses during the breakfast roundtable.

Cybersecurity

Gatekeeper and CCO Liability

Formulating an Effective Compliance Program

Private Fund Initiatives

Other SEC Priorities