Benchmarking Sections:

Section 1: Definitions and Administrative Information
Section 2: Involvement with Investigations
Section 3: Resource Related Information
Section 4: Outcomes of Serious/ Significant Investigations
Section 5: Additional Comments

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* 2. If yes, please provide this definition

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* 4. If yes, please provide this definition

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* 5. What are the key indicators used by your Organisation that are used to trigger/ commence an investigation?

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* 6. How does your Organisation determine when an investigation commences?

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* 7. How does your Organisation determine when an investigation concludes?

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* 9. If yes, what are they, how are they measured and at what point do they occur in the investigation process?

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* 11. If yes, what are they, how are they measured and at what point do they occur in the investigation process?

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* 12. When does your Organisation first seek to involve a legal team in an investigation process?

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* 13. How many investigations did your Organisation conduct/ undertake in the 2019/2020 financial year?

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* 14. Of these, what proportion (%) were classified as being an investigation upon commencement?

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* 15. What proportion (%) of investigations commenced in the 2019/2020 financial year were reclassified to a serious/ significant investigation after commencement?

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* 16. What proportion (%) of serious/ significant investigations commenced in the 2019/2020 financial year were reclassified/ de-escalated to “non-serious” investigations during the investigation process?

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* 17. On average, approximately how many calendar days did your Organisation devote to each investigation (from commencement to completion) in the 2019/2020 financial year?

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* 18. On average, approximately how many calendar days did your Organisation devote to each serious/ significant investigation (from commencement to completion) in the 2019/2020 financial year?

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* 19. What was the total cost of all investigations in the 2019/2020 financial year?

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* 20. What was the average cost of each investigation in the 2019/2020 financial year?

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* 21. On average, how many Authorised Officers/ Investigators/ Inspectors of your Organisation were involved in each investigation in the 2019/2020 financial year?

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* 22. How does your Organisation determine that there has been a “successful outcome” associated with an investigation?

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* 23. When is a prosecution deemed to have commenced?

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* 24. When is a prosecution deemed to have been concluded?

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* 26. If yes, how many briefs of evidence were provided to the DPP/ OPP in the 2019/2020 financial year as a result of investigations conducted by your Organisation?

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* 27. How many prosecutions did your Organisation commence and/or were commenced on behalf of your Organisation in the 2019/2020 financial year?

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* 28. How many prosecutions resulted in a court-imposed conviction / sanction / fine / other penalty in the 2019/2020 financial year?

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* 29. On average, how many calendar days lapsed between briefs of evidence being provided to legal advisors and the commencement of prosecution action in the 2019/2020 financial year?

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* 30. On average, how many calendar days did prosecutions take in the 2019/2020 financial year?

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* 31. Please provide any further information which you may deem relevant to this project, i.e., investigation milestones, whether other regulatory tools like Enforceable Undertakings, etc., are available, etc

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* 32. Please provide the name of your Organisation.

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