STANY 2021 Election- Ballot Question Title * 1. Please select 5 candidates to serve on the 2022 STANY Nominating Committee. Your vote will not be counted if you select fewer or greater than 5 candidates. Cromwell Coulson, OTC Markets Group Shelley Eleby, BMO Capital Markets John Graf, NYSE Vanessa Jagenburg, MKM Partners Thomas Jordan, Jordan & Jordan William Karsh, Clearlist LLC Stephen Kay, Virtu Financial Tim Nersten, OptimX Joseph Sellitto, Susquehanna William Vance Question Title * 2. Do you approve the slate (view here) for the 2021-2022 Board as selected by the Nominating Committee and Board? Yes No Question Title * 3. Do you plan to join us on the Annual Meeting via Zoom on July 14th? Yes No Question Title * 4. Please submit your name and firm- only current STANY members may vote (and each only once). Responses will be kept confidential (as always!) Name Company Email Address Done