Risk/Return Tolerance Update

Please complete this quick 9 question survey to update us on your investment expectations to help us manage your portfolio as effectively as possible.

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* 1. Name

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* 2. Which one of the following investment account types will you be completing this survey for? (Please complete separately if multiple account types with different answers so we can allocate properly).

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* 3. Which one of the following best describes your primary investment objective for this account type?

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* 4. Approximately how many years do you expect to continue to invest these assets in (at least partial) stock market investments?  Remember that often for retirement accounts, some money will remain invested in stocks into retirement.

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* 5. Assume you are investing $100,000 and can choose from the five hypothetical portfolios shown in the table below. The dollar values for each portfolio represent two possible returns – low and high – after one year.

Assuming there is an equal chance of achieving either result (low or high), indicate which portfolio represents the maximum risk/return trade-off you would be willing to accept.

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* 6. Please indicate the level of risk (on a 0 to 10 scale) you are most comfortable with for this portfolio (0 would have the risk/return profile of cash and 10 would have risk/return profile of 100% stock funds).

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* 7. Following a down stock market, how long are you able & prepared to wait for your account to return to its original value?

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* 8. My current and future income (salary, pension, etc.) is:

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* 9. How able are you to handle financial emergencies with assets outside of this (these) investment account(s)?

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* 10. Please share any additional details we should consider in managing this account (change in family situation, time horizon, personal concerns, external concerns, etc.)

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