1.THANK YOU for taking part in this important industry survey which will help us identify the companies and businesses that deserve recognition.


Which brokerage/firm are you associated with?

Brokerage name

Province

2.How does the brokerage rate on the following criteria? (1 poor - 5 excellent)

1

2

3

4

5

Advisor support (technology & back office)

1

2

3

4

5

Corporate culture & ethics

1

2

3

4

5

Diversity

1

2

3

4

5

Training

1

2

3

4

5

Compliance & regulation

1

2

3

4

5

Compensation

1

2

3

4

5

Helping build your business

1

2

3

4

5

3.What tech products would you recommend for the following?

Robo-Advisor 

Digital marketing 

CRM 

Financial planning software 

Portfolio management 

Services (other) 

4.Is there a wholesaler or BDM that you work with which you would nominate to be recognized?

Name

Province

Email

5.How would you rate this wholesaler on the following? (1 poor - 5 excellent)

1

2

3

4

5

Response time

1

2

3

4

5

Product knowledge

1

2

3

4

5

Communication

1

2

3

4

5

Educating advisors on the newest launches/funds

1

2

3

4

5

6.Which fund provider would you recommend to work with?

Name

Province

7.How would you rate this fund provider on the following? (1 poor - 5 excellent)

1

2

3

4

5

Customer service

1

2

3

4

5

Diversity in product selection

1

2

3

4

5

Advisor Support

1

2

3

4

5

Innovative product suite

1

2

3

4

5

8.Please identify a fund provider/manufacturer that you would nominate to be recognized (if applicable)

Best ETF Provider 

Best Hedge Fund Provider 

Best Mutual Fund Provider