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Prospective Client Tech Assessment
Thank you for taking the time to complete this self-assessment survey as a potential new client!
*
1.
Contact Info
(Required.)
Full Name
Email
Phone
2.
For personal financial business, I use:
personal email address
work email address
I have established a dedicated or encrypted email or address for financial and legal business only
3.
Do you check your email
once per day
several times per day
my inbox is out of control with spam
4.
I prefer to conduct my personal business on:
laptop or desktop computer
tablet or iPad
my smartphone has replaced my home computer
5.
Are you aware that mobile devices such as smartphones and tablets have limited functionality for conducting financial and investment business?
Yes
No
6.
Are you utilizing a smart phone with a cracked screen?
Yes
No
7.
My smartphone is:
under 2 years old
2-4 years old
more than 4 years old
8.
I go for annual eye exams and only use the lenses prescribed for me:
Yes
No
9.
I have established online logins with each of the financial institutions I bank and/or invest and insure with?
Yes
No
10.
My banking and investment passwords:
are recorded in a secure location
I frequently hit “forgot password” to reset it
11.
I own a printer and it works at least 90% of the time:
Yes
No
12.
I am capable of scanning and emailing documents upon request:
Yes
No
13.
Have you ever personally initiated a funds transfer between banks or investment institutions?
Yes
No
14.
I have physical “permanent” checks in my possession for my primary checking account(s)?
Yes
No
15.
If your advisor requested you to e-sign a document, would you do so promptly (same day)?
Yes
No
16.
If asked to return signed documents in the mail, do you:
sign and return in 3 days or less
procrastinate until you can “find time” to review them first
17.
I have established an account to access my Social Security Statements with SSA.gov?
Yes
No
18.
If you receive or are entitled to employee benefits, have you established online access to the employee benefits portal?
Yes
No
19.
Do you prefer to receive your financial statements:
US snail mail
access them online
20.
Do you have a fully executed Last Will and Testament that is current and accurately expresses all your wishes?
Yes
No
21.
Do you keep copies of your tax returns:
physical copy
digital copy
both
22.
I keep an organized and secure cloud storage for important personal documents such as taxes, legal, real estate, and other financial matters?
Yes
No
23.
Do you keep important personal and financial documents (Examples are passports, social security cards, birth/marriage/death/divorce certificates, real estate deeds, etc.) in a fireproof safe?
Yes
No
24.
I identify as:
Gen Z (1996-2015)
Millennial (1981-1995)
GenX (1965-1980)
Baby Boomer (1946-1964)
