Canadian RegTech Community Infographic

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* 1. Your firm has been identified as a RegTech firm - Defined as: RegTech focuses on the use of technology to facilitate the delivery of regulatory requirements more efficiently and effectively than existing capabilities. Do you agree?

Yes

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* 2. Is your organization is a Canadian Corporation?

Yes

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* 3. If no, do you have an office in Canada?

Yes

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* 4. Which RegTech Category applies to your firm's RegTech solution?

Financial Crime
Solutions that address AML/ATF and fraud detection compliance

Regulatory Reporting
Solutions that involve data extraction, enhancement, submission, etc to meet multiple types of regulatory reporting requirements

Risk Management
Solutions to strengthen operational resiliency - risk management, risk analytics and risk reduction tools

Compliance Management
Solutions that enable firms to manage regulatory change, identify regulatory risks and enhance their compliance programs

Information Management
Solutions that allow firms to improve data quality, aggregation and lineage and apply best practice data governance principles

Information Security and Protection
Solutions that cover cyber security and data protection and privacy

Market Integrity
Solutions that oversee trading activity or behavior to ensure markets are fair, efficient and transparent, including individual conduct monitoring

Product Compliance
Solutions that address product suitability, best execution evidence, etc

Tax Compliance
Solutions that allow the analysis and leveraging of tax data to improve compliance with tax requirements

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* 5. Do you give your consent for the CRTA to use your company logo on the infographic?

We agree, Please send your logo to: info@canadianregtech.ca

No, we do not want to participate

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* 6. The CRTA will be creating a directory of Canadian RegTech firms. It will provide more details of each firm including a sub-category to more accurately describe each firm's activities. Would you like to learn about the CRTA and how you can be included in the directory?

Yes

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* 7. Contact Information

Name

Company

Email Address

Phone Number