CFP Board Ethics CE Evaluation

Evaluation Form

Thank you for participating in our CFP Board Ethics CE.

Completion of this survey is required to receive 2.00 credit hours of CFP Board Ethics CE.

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* 1. Please provide Program Title

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* 2. Please provide the name of the CE Sponsor Organization

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* 3. Please Provide Date of Program Completion

Date / Time

Date

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* 4. How would you rate the following?

	Strongly Agree	Agree	Neither Agree or Disagree	Disagree	Strongly Disagree
The learning objectives were clearly articulated	The learning objectives were clearly articulated Strongly Agree	The learning objectives were clearly articulated Agree	The learning objectives were clearly articulated Neither Agree or Disagree	The learning objectives were clearly articulated Disagree	The learning objectives were clearly articulated Strongly Disagree
This program provided relevant content to improve my knowledge of the Code and Standards	This program provided relevant content to improve my knowledge of the Code and Standards Strongly Agree	This program provided relevant content to improve my knowledge of the Code and Standards Agree	This program provided relevant content to improve my knowledge of the Code and Standards Neither Agree or Disagree	This program provided relevant content to improve my knowledge of the Code and Standards Disagree	This program provided relevant content to improve my knowledge of the Code and Standards Strongly Disagree
Content was clear, concise, and easy to understand	Content was clear, concise, and easy to understand Strongly Agree	Content was clear, concise, and easy to understand Agree	Content was clear, concise, and easy to understand Neither Agree or Disagree	Content was clear, concise, and easy to understand Disagree	Content was clear, concise, and easy to understand Strongly Disagree
The exercises (case studies, videos, and documents) helped illustrate how the new Code and Standards would be applied	The exercises (case studies, videos, and documents) helped illustrate how the new Code and Standards would be applied Strongly Agree	The exercises (case studies, videos, and documents) helped illustrate how the new Code and Standards would be applied Agree	The exercises (case studies, videos, and documents) helped illustrate how the new Code and Standards would be applied Neither Agree or Disagree	The exercises (case studies, videos, and documents) helped illustrate how the new Code and Standards would be applied Disagree	The exercises (case studies, videos, and documents) helped illustrate how the new Code and Standards would be applied Strongly Disagree

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* 5. Each of the learning objectives (LO) listed below are highly relevant to my application of the Code and Standards.

	Strongly Agree	Agree	Neither Agree Nor Disagree	Disagree	Strongly Disagree
LO 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules	LO 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules Strongly Agree	LO 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules Agree	LO 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules Neither Agree Nor Disagree	LO 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules Disagree	LO 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules Strongly Disagree
LO 2: Describe CFP Board’s Fiduciary Duty	LO 2: Describe CFP Board’s Fiduciary Duty Strongly Agree	LO 2: Describe CFP Board’s Fiduciary Duty Agree	LO 2: Describe CFP Board’s Fiduciary Duty Neither Agree Nor Disagree	LO 2: Describe CFP Board’s Fiduciary Duty Disagree	LO 2: Describe CFP Board’s Fiduciary Duty Strongly Disagree
LO 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them	LO 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them Strongly Agree	LO 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them Agree	LO 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them Neither Agree Nor Disagree	LO 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them Disagree	LO 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them Strongly Disagree
LO 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate	LO 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate Strongly Agree	LO 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate Agree	LO 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate Neither Agree Nor Disagree	LO 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate Disagree	LO 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate Strongly Disagree
LO 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning	LO 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning Strongly Agree	LO 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning Agree	LO 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning Neither Agree Nor Disagree	LO 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning Disagree	LO 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning Strongly Disagree
LO 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice	LO 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice Strongly Agree	LO 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice Agree	LO 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice Neither Agree Nor Disagree	LO 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice Disagree	LO 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice Strongly Disagree

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* 6. What part of the program’s content did you find most helpful?

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* 7. What part of the program’s content did you find least helpful?

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* 8. Please provide the following to receive your Ethics CE credit:

First Name

Last Name

CFP Board ID

Email Address