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2025 UPPO Operational Compliance Priorities

2025 Operational Complaince Priorities

As the Operational Compliance Committee plans for the upcoming months, we are seeking your input to help prioritize key focus areas. Your feedback will guide our efforts to address the most pressing challenges and opportunities related to reporting, remittance, and compliance processes.

All survey data will be analyzed in the aggregate, and individual responses will not be shared publicly. Aggregate survey data will be used to guide the committee's approach, and may also be shared publicly to express the importance of each issue to the unclaimed property community.

Thank you for your time.
MAIN AREAS OF IMPORTANCE: UPPO's operational compliance leaders have identified five (5) areas of concern. From top to bottom, starting at 1, please rank these five (5) categories in order of importance to you, 1=most important - 5=least important.
1. Extremely Important
2. Very Important
3. Moderately Important
4. Slightly Important
5. Not Important
Challenges encountered with report delivery, remittance, and payment methods
Awareness regarding changes to reporting, remitting, and transfers of securities
Processing of holder reimbursement claims
Lack of clear guidance on due diligence and/or reporting procedures (may be difficult to locate on state website or in handbook)
Accelerated (or extended) dormancy triggers (when/how to apply)
Do you have any operational or compliance concerns you'd like to share that aren't currently covered?