Skip to content
Compliance Matters! Take Star's 3rd Annual Crypto & Compliance Survey and to receive your complimentary copy of the analysis.
All responses will be kept confidential and anonymous
1.
Email address:
2.
Company Name:
*
3.
Please select your primary firm type from the list below:
(Required.)
Asset Manager
Broker Dealer
Diversified Banking Group
Investment Bank
Private Equity
Trading Venue
Non-Financial Services Firm (please specify)
*
4.
Does your firm have an employee crypto-trading policy in place?
(Required.)
Yes
No
If yes, please provide a brief overview:
*
5.
If your firm already has an employee crypto-trading policy in place, when was it implemented?
(Required.)
In the last 12 months
1-2 years ago
3-4 years ago
More than 4 years ago
Not applicable
*
6.
If you don’t have an employee crypto-trading policy in place, are you planning to implement one in 2024?
(Required.)
Yes
No
Not Applicable
*
7.
Are you confident that you know how your firm’s employees are trading crypto instruments in their personal accounts?
(Required.)
Not confident at all
Somewhat confident
Very confident
N/A
Using the scale, rate your level of confidence.
Not confident at all
Somewhat confident
Very confident
N/A
*
8.
What is the approximate age breakdown of your firm’s employees who trade crypto assets?
(Required.)
59-76 years old (‘Baby Boomers’)
43-58 years old (‘Generation X’)
27-43 years old (‘Millennials’)
Up to 26 years old (‘Generation Z’)
I don't know
Not Applicable
*
9.
What percentage of employees' tradeable assets do you believe are invested in crypto?
(Required.)
0%-25%
25%-50%
Over 50%
I don't know
Not applicable
*
10.
When do you think crypto regulations, such as the MAS stablecoin regulatory framework, the SEC's aggressive pursuit of the crypto industry in general in the US and MiCA in the EU, will start having an impact on your team or the business as a whole?
(Required.)
In the next 6 months
In the next 12-18 months
In the next 18-24 months
No time soon
11.
How will your firm be monitoring and managing employee crypto-trading risks, as their use becomes increasingly widespread?
Through excel or other manual processes
Through our current compliance software
By investing in crypto monitoring software
I won’t be monitoring it
Other (please specify)