As part of CRD Transformation, FINRA is developing new features that will offer a simpler and more streamlined experience for all users, providing firms with a more flexible and efficient way to get their compliance work done. We are reaching out to CRD users to help us determine which disclosure related data points are most useful in facilitating a firm to keep their registered representatives and investment advisers compliant with FINRA regulations.
As a user of FINRA applications, your feedback is valuable in helping us identify what has been working well and where there may be opportunities for improvement. Our goal is to develop a more effective experience for you.
Please take a few minutes to complete the form below. All responses are anonymous.