User Feedback Form

Hello, 

As part of CRD Transformation, FINRA is developing new features that will offer a simpler and more streamlined experience for all users, providing firms with a more flexible and efficient way to get their compliance work done.  We are reaching out to CRD users to help us determine which disclosure related data points are most useful in facilitating a firm to keep their registered representatives and investment advisers compliant with FINRA regulations. 

As a user of FINRA applications, your feedback is valuable in helping us identify what has been working well and where there may be opportunities for improvement.  Our goal is to develop a more effective experience for you.

Please take a few minutes to complete the form below.   All responses are anonymous.

Question Title

* 1. What best describes your organization?

Question Title

* 2. What best describes your role(s) at your organization? (check all that apply)

Question Title

* 3. As part of your work, how often do you reference disclosure information?

Question Title

* 4. How do you typically use an individual's disclosure information? (check all that apply)

Question Title

* 5. When viewing a list of disclosures, how would you prefer the disclosures be sorted? (check all that apply)

Question Title

* 6. Which disclosure types do you consider to be the most severe? (choose up to 3)

Question Title

* 7. For each of the disclosure types you choose in the previous question, what specific disclosure information is most important?  What do you do with that information?

Question Title

* 8. Do you have any additional comments or feedback regarding disclosure information or this exercise?  Please elaborate.

Question Title

* 9. Sometimes we would like to use quotes on our website as part of sharing the feedback. May we use your words anonymously in our next update?

Question Title

* 10. Would you like to participate in future user research feedback opportunities? If so, please leave your name and email address.

Thank you for volunteering your time and feedback to help us make FINRA products better for you!  If you have any further questions, please send an email to UserResearch@finra.org.

T