Market Conduct Webinar Evaluation - The Role of In-House Counsel and Compliance Officers - 4/11/18

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* 1. Overall reaction to this program

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* 2. Overall reaction to content

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* 3. Please rate the effectiveness of the technology

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* 4. Program content was timely and effective

Yes

No

N/A

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* 5. Were objectives met

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* 6. Speaker Evaluation - quality & usefulness of each

Harold Iselin - Excellent Good Fair Poor

Eileen Hayes - Excellent Good Fair Poor

Katharine Neer - Excellent Good Fair Poor

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* 7. Moderator Kate Herlihy

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* 8. Would you recommend a future webinar program related to Market Conduct Reviews?

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* 9. Please note any suggestions for changes in this presentation (e.g. adding subjects, eliminating subjects, changes in written materials, etc.) and recommendations for future programs: