Investment Objective & Risk Tolerance Questionnaire

Your investment objective is based on many factors including your financial situation, tolerance for risk, time horizon, and other financial needs. Jane Khalaf is a registered representative with LPL Financial. Securities and advisory services are offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC. CA Insurance Lic# 0H59902 | LPL Financial Insurance Lic# 0518721 | LPLIA Lic# 0B91442 | Tracking 571888-1

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* 1. How concerned are you about inflation impacting your financial security?

Very Concerned

Moderately Concerned

Not at all Concerned

Clear

i We adjusted the number you entered based on the slider’s scale.

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* 2. Over the long-term, how do you expect your investments to perform compared to inflation?

Return less than inflation (3%)

Return about the same as inflation (3-4%)

Return greater than the rate of inflation

Clear

i We adjusted the number you entered based on the slider’s scale.

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* 3. Over the next several years, you expect your annual income (salary, rental properties, pensions, social security, etc.) to:

Stay about the same

Grow moderately

Grow substantially

Decrease moderately

Decrease substantially

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* 4. In recent years,how have your personal investments changed?

My investments have shifted towards lower risk, lower return profile.

No meaningful change in the risk profile of my investments.

I have shifted my investments toward a higher risk, higher return profile.

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* 5. Thinking about your current and future investments, please rank the following characteristics in order of most important to least important.

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* 6. What is the total value of your household's investable assets? Investable assets include all liquid financial assets that are, or could be invested (e.g. bank account balances, retirement accounts, trusts, etc.). Investable assets do not include businesses, real estate or other property.

Less than $100,000

$100,000 to $249,999

$250,000 to $499,999

$500,000 to $999,999

$1,000,000 to $1,999,999

$2,000,000 or more

Prefer not to answer

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* 7. If you see your investments drop 25% within a given year, what will you do?

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* 8. If you see your investments drop 35% within a given year, what will you do?

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* 9. If you see your investments drop 40% within a given year, what will you do?

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* 10. If you see your investments drop 50% within a given year, what will you do?

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* 11. Which of the following statements best describes your purpose for this investment account?

I want to minimize potential declines and significant fluctuations by investing in lower risk, more conservative investments.

I want a moderately high level of income (interest and dividends) from the account, with some modest growth opportunity over the long-term.

I prefer a balance of income (interest and dividends) with longer-term growth.

I want to maximize the value of my account as much as possible over a long-term timeframe.

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* 12. When will you begin withdrawing money from this investment account?

10+ years

5-10 years

3-5 years

1-3 years

Less than 1 year, immediately

Investment Objective & Risk Tolerance Questionnaire

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* 1. How concerned are you about inflation impacting your financial security?

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* 2. Over the long-term, how do you expect your investments to perform compared to inflation?

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* 3. Over the next several years, you expect your annual income (salary, rental properties, pensions, social security, etc.) to:

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* 4. In recent years,how have your personal investments changed?

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* 5. Thinking about your current and future investments, please rank the following characteristics in order of most important to least important.

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* 6. What is the total value of your household's investable assets? Investable assets include all liquid financial assets that are, or could be invested (e.g. bank account balances, retirement accounts, trusts, etc.). Investable assets do not include businesses, real estate or other property.

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* 7. If you see your investments drop 25% within a given year, what will you do?

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* 8. If you see your investments drop 35% within a given year, what will you do?

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* 9. If you see your investments drop 40% within a given year, what will you do?

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* 10. If you see your investments drop 50% within a given year, what will you do?

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* 11. Which of the following statements best describes your purpose for this investment account?

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* 12. When will you begin withdrawing money from this investment account?

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* 13. Enter First and Last Name

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* 14. Enter Your Email Address
(This will not be shared or sold.)

Investment Objective & Risk Tolerance Questionnaire

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* 1. How concerned are you about inflation impacting your financial security?

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* 2. Over the long-term, how do you expect your investments to perform compared to inflation?

Question Title

* 3. Over the next several years, you expect your annual income (salary, rental properties, pensions, social security, etc.) to:

Question Title

* 4. In recent years,how have your personal investments changed?

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* 5. Thinking about your current and future investments, please rank the following characteristics in order of most important to least important.

Question Title

* 6. What is the total value of your household's investable assets? Investable assets include all liquid financial assets that are, or could be invested (e.g. bank account balances, retirement accounts, trusts, etc.). Investable assets do not include businesses, real estate or other property.

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* 7. If you see your investments drop 25% within a given year, what will you do?

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* 8. If you see your investments drop 35% within a given year, what will you do?

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* 9. If you see your investments drop 40% within a given year, what will you do?

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* 10. If you see your investments drop 50% within a given year, what will you do?

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* 11. Which of the following statements best describes your purpose for this investment account?

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* 12. When will you begin withdrawing money from this investment account?

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* 13. Enter First and Last Name

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* 14. Enter Your Email Address(This will not be shared or sold.)

* 14. Enter Your Email Address
(This will not be shared or sold.)