The SEC proposal asks whether RIAs should be subject to minimum capital requirements, like broker-dealers are. How do you feel about this proposal?

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* 1. The SEC proposal asks whether RIAs should be subject to minimum capital requirements, like broker-dealers are. How do you feel about this proposal?

The SEC proposal asks whether RIAs should be subject to fidelity bonding requirements, like broker-dealers are. How to do you feel about this proposal?

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* 2. The SEC proposal asks whether RIAs should be subject to fidelity bonding requirements, like broker-dealers are. How to do you feel about this proposal?

The SEC proposal asks whether personnel at RIA firms should be subject to licensing requirements, like those at broker-dealers. How do you feel about this proposal?

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* 3. The SEC proposal asks whether personnel at RIA firms should be subject to licensing requirements, like those at broker-dealers. How do you feel about this proposal?

The SEC proposal asks whether personnel at RIA firms should be subject to continuing education requirements, like those at broker-dealers. How do you feel about this proposal?

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* 4. The SEC proposal asks whether personnel at RIA firms should be subject to continuing education requirements, like those at broker-dealers. How do you feel about this proposal?

The SEC proposal asks whether RIAs should be required to send clients periodic account statements showing fees. How do you feel about this proposal?

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* 5. The SEC proposal asks whether RIAs should be required to send clients periodic account statements showing fees. How do you feel about this proposal?

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