Make YOUR Voice Heard!

This survey is being fielded by the FPA Member Advocacy Council (MAC) and the Legislative and Regulatory Issues Committee (LRIC) to gather input from FPA members on the Securities and Exchange Commission's (SEC) proposed rules which opened for comment on May 9 for 90 days. You can review the proposal for Regulation Best Interest HERE, the Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers HERE, and the proposal for Disclosure Guidelines HERE. You can also review an overview of the proposals from the Groom Law Group HERE.

The feedback you provide the MAC and LRIC will be shared with the FPA Board of Directors. The Board will then finalize a feedback document that will be sent to the Financial Planning Coalition, of which FPA is part, to help guide the Coalition’s development of an official comment letter that will be filed with the SEC by the end of the comment period.

Please know that your responses to this survey are anonymous and will be kept in confidence. We ask for your response to this brief survey by June 21.

Thank you for your time and input!

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