Julie Jason's Reader Survey, February 2021

Please complete this survey to assess your awareness of Form CRS, conducted by Julie Jason, JD, LLM, award-winning author & columnist, and Founder of Jackson, Grant, Investment Advisers, Inc. 

Question 1, which focuses on brokerage firms, is based on the Financial Industry Regulatory Authority Investor Education Foundation’s Study "Investing 2020: New Accounts and the People Who Opened Them." Question 2 focuses on investment advisers.

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* 1. If you work with a brokerage firm: In 2020, your brokerage firm sent you a short document [Form CRS] describing the firm's services, conflicts of interest, disciplinary history, standard of conduct, and other information. Which of the following statements most accurately describes what you did with this document?

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* 2. If you work with an investment adviser: In 2020, your investment adviser sent you a short document [Form CRS] describing the firm's services, conflicts of interest, disciplinary history, standard of conduct, and other information. Which of the following statements most accurately describes what you did with this document?

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* 3. If you read some or part of Form CRS, did you take action? (Check all that apply)

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* 4. The last question on Form CRS deals with disciplinary history. Does your broker or investment adviser have any legal or disciplinary history?

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* 5. If you replied 'yes' to question number 4, did you look up your broker or investment adviser on investor.gov/CRS as directed by Form CRS?

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* 6. If you replied 'no' to question 4, why not?

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* 7. Would you like to be invited to Julie Jason's virtual events?

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* 8. Please provide your contact information

If you would like to contact us for any reason, please email readers@juliejason.com. Thank you.

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