Paraplanners play a vital role in the advice process, yet there is still no formal recognition of the role within the FCA Register or SMCR framework. This survey is your opportunity to have a voice in the debate about how, or if, that should change.

We’ll be sharing the results directly with the FCA to help inform their thinking around the role of paraplanners, particularly in relation to regulatory oversight and professional recognition.

Whether you’re a paraplanner, adviser, compliance professional or run an outsourced service, your input will help ensure that any future decisions reflect the realities of the profession — not just assumptions.

Make sure your voice is heard.

Question Title

* 1. Do you believe paraplanners should be more formally recognised within the FCA framework? (e.g. via the SMCR or FCA Directory)

Question Title

* 2. In your opinion, how would increased regulatory oversight of paraplanners affect client outcomes for in-house teams?

Question Title

* 3. How would increased regulatory oversight affect client outcomes for firms that outsource paraplanning?

Question Title

* 4. How do you think formalising the paraplanner role would impact the profession overall? (Select all that apply)

Question Title

* 5. Do you believe formalisation could help elevate paraplanning as a profession rather than simply add regulatory burden?

Question Title

* 6. Do you believe paraplanners should be required to hold the same level of qualifications as financial advisers (e.g. Level 4 diploma)?

Question Title

* 7. What is your current role?

Question Title

* 8. Do you have any other comments on this topic?

T