PCMA COVID-19 Survey

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* 1. Could you please share the size of your firm and the number of employees?

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* 2. Is there certain exemptive relief or other measures that the OSC (or CSA) could implement that would benefit you during the business disruption caused by the COVID-19 pandemic?

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* 3. Are your dealing representatives actively reaching out to existing clients?

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* 4. What are some common concerns your clients have been raising?

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* 5. Is your firm fully BCP operational and has this crisis resulted in any unforeseen BCP issues?

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* 6. If you are an issuer with redeemable securities, have you been experiencing a surge in redemptions?

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* 7. Are investors still expressing an interest in private securities / the exempt market (e.g. distressed opportunities or undervalued assets)?

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* 8. For those PCMA member firms which have continuous offerings and monthly offering closings, investments/sales have been impacted in February and March (and if so, the significance of the impact)?

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* 9. Are there solutions to any regulatory challenges that you would you like to provide to the Regulators?

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* 10. What recommendations would you make to the Federal and Provincial Governments that would assist our industry? Are there any other comments you would like to provide?