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1.

Are you aware that IMCA provides a monthly Legislative Intelligence Update written report to members?

 (Required.)

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2.

Please rate the importance of receiving regular written legislative and regulatory briefings from IMCA on a scale of 1-4.

 (Required.)

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3.

What is the primary way you stay informed about legislative and regulatory developments that affect you (choose only one)?

 (Required.)

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4. Which of the following answers most closely represents your opinion about what legislative or regulatory services IMCA should provide its members?

 (Required.)

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5. IMCA provides some regulatory and legislative services (monitoring and reporting). What services do you think IMCA should apply to the following issues?

  I am not interested in this issue IMCA Should monitor this issue IMCA should report on this issue IMCA should define a position on this issue
DOL Standards for brokerage windows in 401k plans
DOL Fiduciary rule (conflicts of interest rule)
IRA rollover rules
SEC Examinations rules
SEC /FINRA Dual registrant oversight
SEC Accredited Investor definition
FINRA Comprehensive Automated Risk Data System (CARDS) Proposal
Congressional tax reform

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6.

Please tell us the type of firm you work with:

 (Required.)

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7. If you are affiliated with an RIA, is the firm state or SEC registered?

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8. To which regulatory structure are you subject? (Required.)

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9. Is there anything else you would like to see IMCA do related to government relations?

T