Regulatory Data Index Survey Q2 15

A-Team Regulatory Data Index

Welcome to A-Team Group’s Regulatory Data Index Survey - where you can have your say on how you think regulations are impacting your data management efforts.

As you may know we spend a lot of time tracking regulations and their impact on financial data management through our editorial coverage on Data Management Review (formerly Reference Data Review), our Regulatory Data Handbook, our webinar series and Data Management Summit events.

Now we’re looking for your input to provide a valuable index and insight into the trends and activity with three simple questions that will take just minutes of your time! In return you’ll get A-Team’s monthly take on the temperature of regulatory data management activity, trends and spend.

Thanks for your help!

Question Title

* 1. Your Details

Email (so we can send you results)

First Name

Last Name

Job Title

Company

Question Title

* 2. Location

Europe

North America

Asia / Pacific

Other (please specify)

Question Title

* 3. Company Type

Sell Side Financial Institution

Buy Side Institution

Custodian / Asset Servicer

Insurance Company

Hedge Fund

Other (please specify)

Question Title

* 4. What priority do the following regulations have in your data management plans for the quarter ahead? (only respond on the regulations that impact you/your firm)

	High Priority	Medium Priority	Low Priority	Not relevant
AIFMD	AIFMD High Priority	AIFMD Medium Priority	AIFMD Low Priority	AIFMD Not relevant
BCBS 239	BCBS 239 High Priority	BCBS 239 Medium Priority	BCBS 239 Low Priority	BCBS 239 Not relevant
Dodd-Frank	Dodd-Frank High Priority	Dodd-Frank Medium Priority	Dodd-Frank Low Priority	Dodd-Frank Not relevant
EMIR	EMIR High Priority	EMIR Medium Priority	EMIR Low Priority	EMIR Not relevant
FATCA	FATCA High Priority	FATCA Medium Priority	FATCA Low Priority	FATCA Not relevant
KYC	KYC High Priority	KYC Medium Priority	KYC Low Priority	KYC Not relevant
MiFID II	MiFID II High Priority	MiFID II Medium Priority	MiFID II Low Priority	MiFID II Not relevant
Solvency II	Solvency II High Priority	Solvency II Medium Priority	Solvency II Low Priority	Solvency II Not relevant

Question Title

* 5. What is your activity level going to be over the next quarter for each regulation (taking into account your own attention, your teams efforts and additional resource that might be devoted to initiatives that will support each regulation)

	High Activity	Medium Activity	Low Activity	Not Relevant
AIFMD	AIFMD High Activity	AIFMD Medium Activity	AIFMD Low Activity	AIFMD Not Relevant
BCBS 239	BCBS 239 High Activity	BCBS 239 Medium Activity	BCBS 239 Low Activity	BCBS 239 Not Relevant
Dodd-Frank	Dodd-Frank High Activity	Dodd-Frank Medium Activity	Dodd-Frank Low Activity	Dodd-Frank Not Relevant
EMIR	EMIR High Activity	EMIR Medium Activity	EMIR Low Activity	EMIR Not Relevant
FATCA	FATCA High Activity	FATCA Medium Activity	FATCA Low Activity	FATCA Not Relevant
KYC	KYC High Activity	KYC Medium Activity	KYC Low Activity	KYC Not Relevant
MiFID II	MiFID II High Activity	MiFID II Medium Activity	MiFID II Low Activity	MiFID II Not Relevant
Solvency II	Solvency II High Activity	Solvency II Medium Activity	Solvency II Low Activity	Solvency II Not Relevant

Question Title

* 6. How is your spend going to change over the next quarter based on delivering services to satisfy regulatory requirements?

	Increase Significantly	Increase Somewhat	Stay The Same	Decrease Somewhat	Decrease Significantly	Not Relevant
AIFMD	AIFMD Increase Significantly	AIFMD Increase Somewhat	AIFMD Stay The Same	AIFMD Decrease Somewhat	AIFMD Decrease Significantly	AIFMD Not Relevant
BCBS 239	BCBS 239 Increase Significantly	BCBS 239 Increase Somewhat	BCBS 239 Stay The Same	BCBS 239 Decrease Somewhat	BCBS 239 Decrease Significantly	BCBS 239 Not Relevant
Dodd-Frank	Dodd-Frank Increase Significantly	Dodd-Frank Increase Somewhat	Dodd-Frank Stay The Same	Dodd-Frank Decrease Somewhat	Dodd-Frank Decrease Significantly	Dodd-Frank Not Relevant
EMIR	EMIR Increase Significantly	EMIR Increase Somewhat	EMIR Stay The Same	EMIR Decrease Somewhat	EMIR Decrease Significantly	EMIR Not Relevant
FATCA	FATCA Increase Significantly	FATCA Increase Somewhat	FATCA Stay The Same	FATCA Decrease Somewhat	FATCA Decrease Significantly	FATCA Not Relevant
KYC	KYC Increase Significantly	KYC Increase Somewhat	KYC Stay The Same	KYC Decrease Somewhat	KYC Decrease Significantly	KYC Not Relevant
MiFID II	MiFID II Increase Significantly	MiFID II Increase Somewhat	MiFID II Stay The Same	MiFID II Decrease Somewhat	MiFID II Decrease Significantly	MiFID II Not Relevant
Solvency II	Solvency II Increase Significantly	Solvency II Increase Somewhat	Solvency II Stay The Same	Solvency II Decrease Somewhat	Solvency II Decrease Significantly	Solvency II Not Relevant