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Documenting Policies and Procedures
1.
Which of the following best describes your firm's approach to documenting your policies for performance reporting to clients:
We maintain a performance policies document specifically for client reporting
Our client reporting policies for performance are maintained within our GIPS policies (or in one document for all performance reporting that includes GIPS policies)
We do not have documented policies for performance reporting to clients
Other (please specify)
2.
Which of the following best describes your firm's approach to documenting your policies for attribution reporting (return and/or risk) to clients:
We maintain an attribution reporting policies document specifically for client reporting
Our client reporting policies for performance are maintained within our GIPS policies (or in one document for all performance reporting that includes GIPS policies)
We do not have documented policies for performance reporting to clients
Other (please specify)
3.
Within your firm's IPS (investment policy statements), do you have a section that addresses performance?
Yes
No
We do not have formal IPS documents
Other (please specify)