2021 Envestnet Advisor Summit - INV-001 - CE Quiz

Main Street vs. Wall Street: Back to Basics

To receive continuing education credits for the session you just watched, please complete the quiz below. If you receive a passing score of 80% or higher, Envestnet will submit your information for CE credit on your behalf.

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This session is currently approved for one (1) CFP® credit and one (1) CIMA® credit.

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* 1. First Name:

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* 2. Last Name:

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* 3. Email:

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* 4. CFP Program ID:

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* 5. CIMA Program ID:

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* 6. During the COVID-19 pandemic, retail investors accounted for approximately _________% of trading volume.

100%

20%

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* 7. Critics of investing apps such as Robinhood have said that these apps have ______ the serious business of investing.

gamified

gentrified

galvanized

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* 8. What is the term for when a positive catalyst for a heavily shorted stock causes a substantial number of short sellers buy that short position back, as happened with GameStop in 2021?

Short interest

Short squeeze

Long interest

Long squeeze

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* 9. When an investor surrounds himself or herself with people who agree with them in order to avoid the feeling of being wrong, this is an example of _______.

Social proof

Contrarianism

Objectivity

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* 10. Broadly, how has responsibility for retirement planning shifted over recent decades?

From pension plans to employees.

From employees to pension plans.

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* 11. The velocity of money calculation (how often money changes hands) considers the pace at which people buy _____?

Financial assets

Goods and services

Both of the above

None of the above

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* 12. An investment manager with a culture of employing people with different backgrounds, different biases, and who live in different parts of the world would likely be well-equipped to deal with which of the following problems?

Groupthink

Recency bias

Neither

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* 13. What is a term for segmenting a portfolio allocation by different risk buckets?

Mental accounting

Generally Accepted Accounting Principles

Upside/downside capture

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* 14. A typical fundamental, bottom-up investment thesis is that businesses should be valued as the present value of their ______.

Average historical share price.

Future cash flows.

Future expected liabilities.

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* 15. Generally speaking, valuations tend to be better predictors of performance than performance expectations.

Short-term; long-term

Long-term; short-term

2021 Envestnet Advisor Summit - INV-001 - CE Quiz

Main Street vs. Wall Street: Back to Basics

Question Title

* 1. First Name:

Question Title

* 2. Last Name:

Question Title

* 3. Email:

Question Title

* 4. CFP Program ID:

Question Title

* 5. CIMA Program ID:

Question Title

* 6. During the COVID-19 pandemic, retail investors accounted for approximately _________% of trading volume.

Question Title

* 7. Critics of investing apps such as Robinhood have said that these apps have ______ the serious business of investing.

Question Title

* 8. What is the term for when a positive catalyst for a heavily shorted stock causes a substantial number of short sellers buy that short position back, as happened with GameStop in 2021?

Question Title

* 9. When an investor surrounds himself or herself with people who agree with them in order to avoid the feeling of being wrong, this is an example of _______.

Question Title

* 10. Broadly, how has responsibility for retirement planning shifted over recent decades?

Question Title

* 11. The velocity of money calculation (how often money changes hands) considers the pace at which people buy _____?

Question Title

* 12. An investment manager with a culture of employing people with different backgrounds, different biases, and who live in different parts of the world would likely be well-equipped to deal with which of the following problems?

Question Title

* 13. What is a term for segmenting a portfolio allocation by different risk buckets?

Question Title

* 14. A typical fundamental, bottom-up investment thesis is that businesses should be valued as the present value of their ______.

Question Title

* 15. Generally speaking, valuations tend to be better predictors of ____ performance than ____ performance expectations.

* 15. Generally speaking, valuations tend to be better predictors of performance than performance expectations.