Question Title

* 1. Please identify your firm profile:

Question Title

* 2. If your firm is a Broker-Dealer - please specify your approximate firm size (by approximate CAT Reportable Events per day (please combine equities and options, if applicable)

Question Title

* 3. Please estimate your firm's total aggregated spend to date allocated to directly support CAT implementation (please include any costs associate with hiring a CAT vendor, data lake creation, etc..)

Question Title

* 4. Please estimate the future spend required to meet CAT implementation expectations/systems development (do not include detail on cost estimates regarding duplicative regulatory reporting obligations).

Question Title

* 5. Please provide detail regarding your firms largest CAT related expenditures (i.e. hiring of a CAT Vendor, internal/external staff augmentation, technology development, etc...) 

Question Title

* 6. If known, please provide any estimate/projection your firm has performed regarding downstream cost savings that CAT may ultimately deliver to your firm (following the implementation phase).

Question Title

* 7. If known, please estimate your firm's current cost of technology/systems development effort required to meet CAT reporting obligations (please combine direct technology costs and additional staffing directly associated with systems development required to comply with CAT)

Question Title

* 8. Please provide detail on your firm's anticipated budgetary allocation to meet CAT implementation and reporting requirements in 2020

Question Title

* 9. If known, please provide an estimate of your firm's ongoing CAT-related costs (per year), once the CAT implementation phase is complete (i.e. anticipated staffing costs, error correction costs, systems development and cleansing, etc... )

Question Title

* 10. Please provide any additional cost-specific considerations not raised in this survey that peer firms should be aware of.

0 of 10 answered
 

T