Introduction

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All Reporting Companies must comply with BOI reporting rules unless they meet one of twenty-three specific exemptions (see list below). Exemption 21 will be the most common exemption that may apply to ordinary for-profit businesses. On the following pages you will find a check-box questionnaire that will assist you in answering the question, “Does my company meet one of the reporting exemptions?” An entity that qualifies for any of these exemptions is not required to submit BOI reports to FinCEN, but it is recommended that you retain any information used in determining any applicable exemption in your files for future reference.

On the following pages, select ‘yes’ to any criteria that applies to your organization. Upon completion of this questionnaire, you’ll be informed whether these criteria exempt you from a BOI reporting requirement. You will also receive your completed questionnaire via email.

If you have any questions about this questionnaire, the reporting requirements, or BOI filing, please reach out to your HMV team member or our team at hmv@hmvcpa.com.

  • Exemption 1 Securities reporting issuer
  • Exemption 2 Governmental authority
  • Exemption 3 Bank
  • Exemption 4 Credit union
  • Exemption 5 Depository institution holding company
  • Exemption 6 Money services business
  • Exemption 7 Broker or dealer in securities
  • Exemption 8 Securities exchange or clearing agency
  • Exemption 9 Other Exchange Act registered entity
  • Exemption 10 Investment company or investment adviser
  • Exemption 11 Venture capital fund adviser
  • Exemption 12 Insurance company
  • Exemption 13 State-licensed insurance producer
  • Exemption 14 Commodity Exchange Act registered entity
  • Exemption 15 Accounting firm 16 Public utility
  • Exemption 17 Financial market utility
  • Exemption 18 Pooled investment vehicle
  • Exemption 19 Tax-exempt entity
  • Exemption 20 Entity assisting a tax-exempt entity
  • Exemption 21 Large operating company
  • Exemption 22 Subsidiary of certain exempt entities 23 Inactive entity
Disclosure: You have sole responsibility for your compliance with the Corporate Transparency Act (CTA), including its Beneficial Ownership Information Reporting (BOIR) requirements and the collection of relevant ownership information. HMV shall have no liability resulting from your failure to comply with CTA or BOIR. You are responsible for verifying the accuracy of the information provided in this questionnaire and confirming or denying the application of any applicable BOIR exemption. If you have questions about this form, your exemption status, or BOI, click here to learn more or send us an email at hmv@hmvcpa.com.

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