SurveyMonkey Powered Online Survey

1. Tell us little about your current investing practices

1. Which of the following currently resides in your investment portfolio, or is a product you are considering adding within the next 6 months?

Which of the following currently resides in your investment portfolio, or is a product you are considering adding within the next 6 months? Mutual Funds

Stocks

City/Municipal/State Bonds

Corporate Bonds

Annuities

CD - 6 months or less

Exchange-Traded Funds (ETF’s)

Self-Directed IRA

US Savings Bonds

T-Bills / T-Bonds

Derivatives

Money Market Funds

2. What percentage of your portfolio is currently available for new asset allocation?

What percentage of your portfolio is currently available for new asset allocation? 100%

75%

50%

25%

10%

Less than 10%

3. How likely is it that your investment allocation will shift to new products within the next 6 months:

How likely is it that your investment allocation will shift to new products within the next 6 months: Definitely will happen

Likely will happen

It’s a possibility

Unlikely to happen

Definitely will not happen

4. Will you continue and/or start investing in any of these opportunities within the next 6 months?

	Yes	No
Options	*Will you continue and/or start investing in any of these opportunities within the next 6 months? Options Yes	Options No
Futures/Commodities	Futures/Commodities Yes	Futures/Commodities No
Exchange-Traded Funds (ETF’s)	Exchange-Traded Funds (ETF’s) Yes	Exchange-Traded Funds (ETF’s) No
Small Cap/Micro Funds	Small Cap/Micro Funds Yes	Small Cap/Micro Funds No
Pre-IPO’s	Pre-IPO’s Yes	Pre-IPO’s No
OTC/Bulletin Board Stocks	OTC/Bulletin Board Stocks Yes	OTC/Bulletin Board Stocks No
Penny Stocks	Penny Stocks Yes	Penny Stocks No
Foreign Issue Stocks	Foreign Issue Stocks Yes	Foreign Issue Stocks No

5. On average, how often do you trade?

On average, how often do you trade? Less than once a month

One to 4 times per month

5 to 11 times per month

11 to 20 times or more per month

1 to 4 times per day

More than 4 times per day

6. Which of these choices most closely describes your trading method?

Which of these choices most closely describes your trading method? Most trades made offline through a full service Broker or Advisor

Most trades made online through a discount broker

Make equal amount of trades offline and online

7. In terms of your personal investment expertise, please rank your knowledge level as it pertains to each of the following, using these rankings:

1 – Novice
2 – Knowledgeable
3 – Expert

	1	2	3
Mutual Funds	*In terms of your personal investment expertise, please rank your knowledge level as it pertains to each of the following, using these rankings: 1 – Novice 2 – Knowledgeable 3 – Expert Mutual Funds 1	Mutual Funds 2	Mutual Funds 3
Stocks	Stocks 1	Stocks 2	Stocks 3
Options	Options 1	Options 2	Options 3
Futures	Futures 1	Futures 2	Futures 3
Commodities	Commodities 1	Commodities 2	Commodities 3
Exchange-Traded Funds (ETF’s)	Exchange-Traded Funds (ETF’s) 1	Exchange-Traded Funds (ETF’s) 2	Exchange-Traded Funds (ETF’s) 3
Annuities	Annuities 1	Annuities 2	Annuities 3
Self-Directed IRA	Self-Directed IRA 1	Self-Directed IRA 2	Self-Directed IRA 3
Derivatives	Derivatives 1	Derivatives 2	Derivatives 3
Small Cap/Micro Funds	Small Cap/Micro Funds 1	Small Cap/Micro Funds 2	Small Cap/Micro Funds 3
Pre-IPO’s	Pre-IPO’s 1	Pre-IPO’s 2	Pre-IPO’s 3
OTC/Bulletin Board Stocks	OTC/Bulletin Board Stocks 1	OTC/Bulletin Board Stocks 2	OTC/Bulletin Board Stocks 3
Penny Stocks	Penny Stocks 1	Penny Stocks 2	Penny Stocks 3
Foreign Issue Stocks	Foreign Issue Stocks 1	Foreign Issue Stocks 2	Foreign Issue Stocks 3

8. Would it interest you to receive news and information regarding the candidates of the 2008 presidential race?

Would it interest you to receive news and information regarding the candidates of the 2008 presidential race? Yes